LA 313 - Securities Regulation

Institution:

Bentley University

Subject:

Description:

Prerequisite(s): LA 200 or GB 103 Discusses, within a legal context, the roles and ethical considerations of corporate management, the underwriter, CPA, directors and "insiders." The nature of a security, the registration process, exemptions from registration, and civil liability are explained within the Securities Acts and regulations promulgated thereunder by the Securities Exchange Commission.

Credits:

3.00

Credit Hours:

Prerequisites:

Corequisites:

Exclusions:

Level:

Instructional Type:

Lecture

Notes:

Additional Information:

Historical Version(s):

Institution Website:

www.bentley.edu

Phone Number:

(800) 523-2354

Regional Accreditation:

New England Association of Schools and Colleges

Calendar System:

Semester

The Course Profile information is provided and updated by third parties including the respective institutions. While the institutions are able to update their information at any time, the information is not independently validated, and no party associated with this website can accept responsibility for its accuracy.